Financial Compliance

Financial Crime & Compliance

Organisations are legally obliged to meet regulatory compliance and anti-money laundering demands set by government rules and guidelines, prosecutors and legislation.

We deliver concise due diligence on businesses, vendors, agents, individuals, customers and other counterparties to satisfy these demands, so that our clients can operate with confidence.

Recent guidance released by the Financial Conduct Authority, Sarbanes-Oxley and the Securities and Exchange Commission all set out their expectations on effective compliance programmes.

We assist clients to undertake detailed risk assessments and implement tailored programmes in order to overcome their compliance challenges and to deter financial crime.

We help safeguard our clients’ reputations and protect them from financial crime, compliance risk and regulatory breaches.

  • Enhanced Due Diligence
  • Anti-Money Laundering
  • Counter-Terrorism Financing
  • Know-Your-Client (KYC)
  • Anti-Bribery & Corruption
  • Foreign Corrupt Practices Act
  • Politically Exposed Persons
  • Sanction Lists
  • Source of Funds & Wealth
  • Beneficial Ownership