Case Studies

Enhanced Due Diligence – Financial Compliance

Region: Global

Our consultants have extensive experience in providing clients with essential insight and confidence into the people, organisations and investments they perform business with.  

Furnishing private clients and corporate investors with relevant background intelligence enables them to make sound investment decisions, whilst knowing their compliance and regulatory fears are protected, in addition to mitigating financial crime risks. We examine the background, character, experience, financial history and reputation of individual hedge fund managers, private equity entities, asset management firms and the securities they are investing in.

Our analysis of new territories, emerging markets, beneficial owners, counter-party risks, Enhanced Due Diligence (EDD) and on-going monitoring provides clients with a new standard of due diligence.

Due diligence will often identify significant financial and regulatory risks emerging from the backgrounds of individuals and companies, such risks include:

  • bankrupt management
  • sanctioned individuals (PEPs)
  • undisclosed criminal histories
  • disqualified directors
  • reported fraud litigation cases
  • insolvent entities
  • undisclosed commercial interests
  • non-existent subsidiaries
  • false employment histories
  • financial stress indicators
  • regulatory breaches
  • and a history of fines

Our due diligence services and regulatory guidance covers a variety of jurisdictions including, recent assignments in the United Kingdom, Ireland, France, Spain, Italy, Switzerland, Japan, India, United Arab Emirates, Saudi Arabia, Hong Kong, Singapore, Brazil, Israel, Russia, Australia, South Africa, Kenya and the USA.

We work closely with our clients to provide them with a decisive service that is proportionate to the risks faced and offering guidance to help meet their regulatory requirements, corporate governance and anti-money laundering compliance programmes. 

TenIntelligence continually monitors and assesses the relationships they have with these individuals and organisations highlighting whether any risks have emerged, long after the investment or transaction has been made.

For further information on our due diligence, intelligence and investigation services please contact us on (UK) +44 20 3102 7720 or (UAE) on +971 (0) 4333 4669. Alternatively please email us on info@tenintel.com.



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